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Complianceprüfung 2025: Top 9 Feststellungen und Praxistipps

Complianceprüfung 2025: Top 9 Prüfungsfeststellungen und Praxistipps Mit zunehmender Komplexität und regulatorischen Anforderungen stehen Unternehmen mehr denn je im Fokus, wenn es um Compliance geht. Die Prüfungsfeststellungen des Jahres 2024 liefern wertvolle Erkenntnisse, die als Grundlage für zukünftige Maßnahmen in 2025 dienen...

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Obligations for Investment Brokers – Clear Delimitation by the BGH August 2024

BGH Ruling August 2024: Obligations for Investment Brokers – Clear Delimitation by the BGH The Federal Court of Justice (BGH) provided clarity in August 2024 with a landmark ruling (III ZR 73/23) regarding the obligations and liabilities of investment brokers. This ruling, particularly significant for investment brokers, specifies the...

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Compliance-Ready: How to Implement the Latest Regulations Safely and Efficiently

Compliance-Ready: How to Implement the Latest Regulations Safely and Efficiently Compliance regulations are becoming increasingly complex. Whether it’s ESG, data protection, or regulatory requirements – it is crucial for companies to stay up to date. Being Compliance-Ready means not only minimizing legal risks but also working...

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AML-Ready: How to Optimally Prepare Your Business

AML-Ready: How to Optimally Prepare Your Business for Money Laundering Prevention The requirements for businesses in money laundering prevention are becoming increasingly stringent. Instead of seeing regulations as a burden, you can use them as an opportunity: Being AML-Ready not only means being compliant but also building trust and...

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DORA-ready with S+P: Efficient, Practical and Future-proof

The Digital Operational Resilience Act (DORA) presents companies with a clear task: Strengthen resilience and minimize risks when dealing with ICT service providers. But how can you implement the extensive requirements efficiently and sustainably without wasting time and resources? With the S+P seminars and the S+P Tool Box, you will not...

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