Schlagwort: Compliance

Outsourcing WpHG Compliance Officer: When Does It Make Sense?

Why Outsourcing a WpHG Compliance Officer is a Strategic Decision Financial institutions operating under the German Securities Trading Act (WpHG) are required to appoint a Compliance Officer to oversee regulatory obligations and ensure adherence to financial market rules. The increasing complexity of financial regulations and growing...

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C-Level Compliance 2025: Why Specialized Seminars for Executives are Essential

As a C-level executive in 2025, you face a multitude of challenges: from new regulatory requirements to complex risks and increasing responsibilities in the areas of digitalization and compliance. In this article, you will learn why specialized training is essential to successfully manage your tasks and how C-Level Compliance Seminars can...

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New as a Compliance Officer – Your Roadmap for the First 100 Days

New as a Compliance Officer – Your Roadmap for the First 100 Days 🧭 Taking Responsibility – with System Starting as a Compliance Officer is a key role in every company. You ensure that internal rules are followed, legal regulations are adhered to, and risks are identified early. In doing so, you are not only […]

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Anforderungen an Kreditdienstleistungsinstitute gemäß KrZwMG

Organisationspflichten für Kreditdienstleistungsinstitute nach KrZwMG Als Kreditdienstleistungsinstitut unterliegst du einer Vielzahl gesetzlicher Anforderungen. Besonders zentral ist dabei die ordnungsgemäße Geschäftsorganisation, deren Anforderungen im Kreditzweitmarktgesetz (KrZwMG) klar geregelt sind. Gemäß § 14 Absatz 1 Satz 1 KrZwMG...

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Anforderungen an Kreditdienstleistungsinstitute gemäß KrZwMG

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